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DISCLOSURES

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CLIENT NOTICES & AGREEMENTS​

• Relationship Disclosure

• Conflict of Interest Disclosure

• Best Execution Disclosure

• Privacy Policy

• Complaint Handling Policy

• Service Charges & Fees

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Additional regulatory resources are available below:

• "Making A Complaint" Brochure

• "How Can I Get My Money Back?" Brochure

• "How IIROC Protects Investors" Brochure

• "Opening an Investment Account" Brochure

• "Canadian Investor Protection Fund" Brochure

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TRADE MATCHING

For Institutional  Accounts

• National Instrument 24-101 Trade Matching Statement

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